-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IdHAzzSlLZWdzBnryzyVpP3YgF2yDO/Y0+wgnwLDlpl+ZthkxQR1NNE2QWG+kTqX uG6B1ILTinAFilwlLFZExA== 0001160550-09-000002.txt : 20090116 0001160550-09-000002.hdr.sgml : 20090116 20090116160500 ACCESSION NUMBER: 0001160550-09-000002 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20090116 DATE AS OF CHANGE: 20090116 GROUP MEMBERS: STEPHEN.CARR@PIONEERINVESTMENTS.COM SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PETROPLUS HOLDINGS AG CENTRAL INDEX KEY: 0001419462 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-84114 FILM NUMBER: 09531632 BUSINESS ADDRESS: STREET 1: INDUSTRIESTRASSE 24 CITY: 6300 ZUG STATE: V8 ZIP: 00000 MAIL ADDRESS: STREET 1: INDUSTRIESTRASSE 24 CITY: 6300 ZUG STATE: V8 ZIP: 00000 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: UniCredit S.p.A. CENTRAL INDEX KEY: 0001160550 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: PIAZZA CORDUSIO 2 CITY: MILAN ITALY STATE: L6 ZIP: 20123 BUSINESS PHONE: 011390288628660 MAIL ADDRESS: STREET 1: SEDE SOCIALE STREET 2: VIA MINGHETTI, 17 CITY: ROMA STATE: L6 ZIP: 0000000000 FORMER COMPANY: FORMER CONFORMED NAME: UNICREDITO ITALIANO SPA DATE OF NAME CHANGE: 20011009 SC 13G/A 1 petroplusamend.txt SCHEDULE 13G AMENDMENT SECURITIES EXCHANGE COMMISSION Washington, DC 20549 Under the Securities Exchange Act of 1934 (Amendment No. 1) PETROPLUS HOLDINGS AG (Name of Issuer) Common Stock (Title of Class of Securities) Date of Event Which Requires Filing of this Statement JANUARY 14, 2009 Check the appropriate box to designate the rule pursuant to which this Schedule is filed [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) 027460194 (CUSIP NUMBER) *As of July 25, 2008, UniCredit S.p.A was not obligated to submit a Schedule 13G for Petroplus Holdings AG. As a result, this amendment rescinds the previous July 31, 2008 submission. 1) Name of Reporting Person: Unicredit S.p.A.** IRS Identification 000000000 No. of Above 2) Check the Appropriate Box (a) of A Member of Group (See Instructions) (b) 3) SEC Use Only 4) Citizenship of Place of Organization Italy Number of (5)Sole Voting Shares Power Not Applicable Beneficially Owned by Each Reporting Person With (6)Shared Voting Power 0 (7)Sole Disposi- tive Power Not Applicable (8)Shared Disposi- tive Power 0 9) Aggregate Amount Beneficially Not Applicable Owned by Each Reporting Person 10) Check if the aggregate Amount in Row (9) Exclude Certain Shares (See Instructions) 11) Percent of Class Represented By Amount in Row 9. Not Applicable 12) Type of Reporting Person (See Instructions) HC Item 1(a) Name of Issuer. PETROPLUS HOLDINGS AG Item 1(b) Address of Issuer's Principal Executive Offices: INDUSTRIESTRASSE 24 CH-6300 zug SWITZERLAND Item 2(a) Name of Person Filing: Unicredit S.p.A. Item 2(b) Address of Principal Business Office: Piazza Cordusio 2 20123 Milan, Italy Item 2(c) Citizenship: Italy Item 2(d) Title of Class of Securities: Common Stock Item 2(e) Cusip Number: 027460194 Item 3 The person filing this statement pursuant to Rule 13d-1(b) or 13d-2(b) is: (Inapplicable) Item 4. Ownership. (a) Amount Beneficially Owned: Not Applicable (b) Percent of Class: Not Applicable (c) Number of shares as to which such person has (i) sole power to vote or to direct the vote Not Applicable (ii) shared power to vote or to direct vote 0 (iii) sole power to dispose or to direct disposition of Not Applicable (iv) shared power to dispose or to direct disposition 0 **Shares reported on the rescinded Schedule 13G (the Shares) were listed as being owned by Funds (investment companies registered under the Investment Company Act of 1940 and unregistered entities) advised by Pioneer Investment Management, Inc. (PIM, Inc.). PIM, Inc. is an indirect subsidiary of the Reporting Person. In their role as investment manager or adviser to the Funds, PIM, Inc., possess investment and/or voting control over the Shares. The Reporting Person disclaims beneficial ownership of the Shares. The filing of this Schedule 13G shall not be construed as an admission that the Reporting Person or any of its subsidiaries is the beneficial owner of the Shares for any other purposes than Section 13(d) of the Securities Exchange Act of 1934. Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date Hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check here: Item 6. Ownership of More than Five Percent on Behalf of Another Person. Inapplicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported On By the Parent Holding Company. Inapplicable. Item 8. Identification and Classification of Members of the Group. Inapplicable. Item 9. Notice of Dissolution of the Group. Inapplicable. Item 10. Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date January 16, 2009 /s/Dario Frigerio Name: Dario Frigerio Title: Head of Private Banking and Asset Management Division /s/Paolo Fiorentino Name: Paolo Fiorentino Title: Head of Global Banking Services Division -----END PRIVACY-ENHANCED MESSAGE-----